1.5M XNYS Volume
XNYS 04 Apr, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Eric Cantor | Director, Vice Chairman, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2025 | 69 | 6,444 | - | - | 2024 Long Term Incentive RSUs | |
| Christopher Callesano | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2025 | 17 | 1,610 | - | - | 2024 Incentive RSUs | |
| Christopher Callesano | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2025 | 17 | 1,614 | - | - | 2023 Incentive RSUs | |
| Christopher Callesano | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2025 | 8 | 745 | - | - | 2021 Incentive RSUs | |
| Christopher Callesano | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2025 | 4 | 431 | - | - | 2020 Incentive RSUs | |
| Christopher Callesano | Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2025 | 18 | 1,762 | - | - | 2022 Incentive RSUs | |
| Katherine Pilcher Ciafone | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2025 | 62 | 5,825 | - | - | 2022 Incentive RSUs | |
| Katherine Pilcher Ciafone | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2025 | 29 | 2,729 | - | - | 2021 Incentive RSUs | |
| Katherine Pilcher Ciafone | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2025 | 15 | 1,437 | - | - | 2020 Incentive RSUs | |
| Laila Worrell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2025 | 5 | 545 | - | - | 2024 Elective Restricted Stock Units | |
| Laila Worrell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2025 | 27 | 2,511 | - | - | 2023 Annual Restricted Stock Units | |
| Laila Worrell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2025 | 21 | 1,991 | - | - | 2024 Annual Restricted Stock Units | |
| Louise Mirrer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2025 | 13 | 1,228 | - | - | 2024 Annual Restricted Stock Units | |
| Kenneth L. Shropshire | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2025 | 22 | 2,086 | - | - | 2024 Annual Restricted Stock Units | |
| Kenneth L. Shropshire | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2025 | 28 | 2,630 | - | - | 2023 Annual Restricted Stock Units | |
| Kenneth L. Shropshire | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2025 | 1 | 123 | - | - | 2024 Elective Restricted Stock Units | |
| Joseph Simon | Former Chief Financial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2025 | 47 | 4,405 | - | - | 2020 Incentive RSUs | |
| Osamu R. Watanabe | General Counsel, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2025 | 23 | 2,159 | - | - | 2020 Incentive RSUs | |
| Osamu R. Watanabe | General Counsel, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2025 | 68 | 6,380 | - | - | 2024 Incentive RSUs | |
| Osamu R. Watanabe | General Counsel, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2025 | 66 | 6,149 | - | - | 2023 Incentive RSUs | |
| Osamu R. Watanabe | General Counsel, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2025 | 62 | 5,825 | - | - | 2022 Incentive RSUs | |
| Osamu R. Watanabe | General Counsel, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2025 | 43 | 4,073 | - | - | 2021 Incentive RSUs | |
| Eric Cantor | Director, Vice Chairman, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2025 | 166 | 15,468 | - | - | 2024 Incentive RSUs | |
| Eric Cantor | Director, Vice Chairman, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2025 | 281 | 26,136 | - | - | 2023 Incentive RSUs | |
| Eric Cantor | Director, Vice Chairman, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2025 | 274 | 25,482 | - | - | 2022 Incentive RSUs | |
| Eric Cantor | Director, Vice Chairman, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2025 | 145 | 13,544 | - | - | 2021 Incentive RSUs | |
| Eric Cantor | Director, Vice Chairman, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Mar 2025 | 77 | 7,182 | - | - | 2020 Incentive RSUs | |
| Kenneth Moelis | Director, Chairman, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 07 Mar 2025 | 2 | 209,237 (0%) | 0% | - | Class A Common Stock | |
| Kenneth Moelis | Director, Chairman, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 07 Mar 2025 | 3,748 | 4,324,418 | - | - | Class B Common Stock, par value $0.01 | |
| Kenneth L. Shropshire | Director | Sale of securities on an exchange or to another person at price $ 72.30 per share. | 21 Feb 2025 | 2,551 | 6,940 (0%) | 0% | 72.3 | 184,437 | Class A Common Stock |
| Kenneth Moelis | Director, Chairman, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Feb 2025 | 58,860 | 0 | - | - | 2019 Incentive Restricted Stock Units | |
| Kenneth Moelis | Director, Chairman, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Feb 2025 | 58,860 | 218,947 (0%) | 0% | - | Class A Common Stock | |
| Kenneth Moelis | Director, Chairman, CEO | Sale of securities on an exchange or to another person at price $ 74.00 per share. | 19 Feb 2025 | 9,712 | 209,235 (0%) | 0% | 74 | 718,688 | Class A Common Stock |
| Navid Mahmoodzadegan | Co-President, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Feb 2025 | 57,008 | 0 | - | - | 2019 Incentive Restricted Stock Units | |
| Navid Mahmoodzadegan | Co-President, MD | Sale of securities on an exchange or to another person at price $ 74.00 per share. | 19 Feb 2025 | 9,406 | 197,602 (0%) | 0% | 74 | 696,044 | Class A Common Stock |
| Navid Mahmoodzadegan | Co-President, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Feb 2025 | 57,008 | 207,008 (0%) | 0% | - | Class A Common Stock | |
| Jeffrey Raich | Co-President, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Feb 2025 | 18,757 | 0 | - | - | 2019 Incentive Restricted Stock Units | |
| Jeffrey Raich | Co-President, MD | Sale of securities on an exchange or to another person at price $ 74.00 per share. | 19 Feb 2025 | 8,722 | 54,794 (0%) | 0% | 74 | 645,428 | Class A Common Stock |
| Jeffrey Raich | Co-President, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Feb 2025 | 18,757 | 63,516 (0%) | 0% | - | Class A Common Stock | |
| Joseph Simon | Chief Financial Officer | 19 Feb 2025 | 4,357 | 4,357 | - | - | 2020 Incentive Restricted Stock Units | ||
| Joseph Simon | Chief Financial Officer | 19 Feb 2025 | 7,466 | 0 | - | - | 2019 Incentive Restricted Stock Units | ||
| Joseph Simon | Chief Financial Officer | 19 Feb 2025 | 11,824 | 28,591 (0%) | 0% | - | Class A common Stock | ||
| Joseph Simon | Chief Financial Officer | 19 Feb 2025 | 1 | 28,590 (0%) | 0% | 100 | 100 | Class A Common Stock | |
| Joseph Simon | Chief Financial Officer | 19 Feb 2025 | 5,758 | 22,832 (0%) | 0% | 74 | 426,092 | Class A Common Stock | |
| Osamu R. Watanabe | General Counsel, Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Feb 2025 | 2,014 | 4,029 | - | - | 2021 Incentive Restricted Stock Units | |
| Osamu R. Watanabe | General Counsel, Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Feb 2025 | 4,413 | 0 | - | - | 2019 Incentive Restricted Stock Units | |
| Osamu R. Watanabe | General Counsel, Secretary | Sale of securities on an exchange or to another person at price $ 74.00 per share. | 19 Feb 2025 | 5,661 | 6,471 (0%) | 0% | 74 | 418,914 | Class A Common Stock |
| Osamu R. Watanabe | General Counsel, Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 107.50 per share. | 19 Feb 2025 | 2 | 12,132 (0%) | 0% | 107.5 | 215 | Class A Common Stock |
| Osamu R. Watanabe | General Counsel, Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Feb 2025 | 12,003 | 12,134 (0%) | 0% | - | Class A Common Stock | |
| Osamu R. Watanabe | General Counsel, Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Feb 2025 | 1,519 | 6,083 | - | - | 2023 Incentive Restricted Stock Units | |
| Osamu R. Watanabe | General Counsel, Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Feb 2025 | 1,919 | 5,762 | - | - | 2022 Incentive Restricted Stock Units | |
| Osamu R. Watanabe | General Counsel, Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Feb 2025 | 2,136 | 2,136 | - | - | 2020 Incentive Restricted Stock Units | |
| Eric Cantor | Director, Vice Chairman, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Feb 2025 | 6,699 | 13,399 | - | - | 2021 Incentive Restricted Stock Units | |
| Eric Cantor | Director, Vice Chairman, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Feb 2025 | 10,299 | 0 | - | - | 2019 Incentive Restricted Stock Units | |
| Eric Cantor | Director, Vice Chairman, MD | Sale of securities on an exchange or to another person at price $ 74.00 per share. | 19 Feb 2025 | 16,530 | 218,805 (0%) | 0% | 74 | 1,223,220 | Class A Common Stock |
| Eric Cantor | Director, Vice Chairman, MD | Payment of exercise price or tax liability using portion of securities received from the company at price $ 111.00 per share. | 19 Feb 2025 | 1 | 235,335 (0%) | 0% | 111 | 111 | Class A Common Stock |
| Eric Cantor | Director, Vice Chairman, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Feb 2025 | 37,612 | 235,336 (0%) | 0% | - | Class A Common Stock | |
| Eric Cantor | Director, Vice Chairman, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Feb 2025 | 5,107 | 25,855 | - | - | 2023 Incentive Restricted Stock Units | |
| Eric Cantor | Director, Vice Chairman, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Feb 2025 | 8,401 | 25,207 | - | - | 2022 Incentive Restricted Stock Units | |
| Eric Cantor | Director, Vice Chairman, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Feb 2025 | 7,105 | 7,105 | - | - | 2020 Incentive Restricted Stock Units | |
| Christopher Callesano | Principal Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Feb 2025 | 398 | 1,596 | - | - | 2023 Incentive Restricted Stock Units | |
| Christopher Callesano | Principal Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Feb 2025 | 2,511 | 2,511 (0%) | 0% | - | Class A Common Stock | |
| Christopher Callesano | Principal Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 92.00 per share. | 19 Feb 2025 | 2 | 2,509 (0%) | 0% | 92 | 184 | Class A Common Stock |
| Christopher Callesano | Principal Accounting Officer | Sale of securities on an exchange or to another person at price $ 74.00 per share. | 19 Feb 2025 | 1,282 | 1,227 (0%) | 0% | 74 | 94,868 | Class A Common Stock |
| Christopher Callesano | Principal Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Feb 2025 | 736 | 0 | - | - | 2019 Incentive Restricted Stock Units | |
| Christopher Callesano | Principal Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Feb 2025 | 426 | 426 | - | - | 2020 Incentive Restricted Stock Units | |
| Christopher Callesano | Principal Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Feb 2025 | 368 | 737 | - | - | 2021 Incentive Restricted Stock Units | |
| Christopher Callesano | Principal Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Feb 2025 | 581 | 1,743 | - | - | 2022 Incentive Restricted Stock Units | |
| Katherine | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Feb 2025 | 1,350 | 2,700 | - | - | 2021 Incentive Restricted Stock Units | |
| Katherine | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Feb 2025 | 1,919 | 5,762 | - | - | 2022 Incentive Restricted Stock Units | |
| Katherine | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Feb 2025 | 7,450 | 7,450 (0%) | 0% | - | Class A Common Stock | |
| Katherine | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 121.00 per share. | 19 Feb 2025 | 1 | 7,449 (0%) | 0% | 121 | 121 | Class A Common Stock |
| Katherine | Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 74.00 per share. | 19 Feb 2025 | 3,515 | 3,934 (0%) | 0% | 74 | 260,110 | Class A Common Stock |
| Katherine | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Feb 2025 | 2,759 | 0 | - | - | 2019 Incentive Restricted Stock Units | |
| Katherine | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 19 Feb 2025 | 1,421 | 1,421 | - | - | 2020 Incentive Restricted Stock Units | |
| Kenneth Moelis | Director, Chairman, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 Feb 2025 | 160,000 | 160,086 (0%) | 0% | - | Class A Common Stock | |
| Kenneth Moelis | Director, Chairman, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 Feb 2025 | 3,453 | 4,328,166 | - | - | Class B Common Stock, par value $0.01 | |
| Kenneth Moelis | Director, Chairman, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 Feb 2025 | 113,646 | 0 | - | - | 2021 Vested LP Units of MCGEH | |
| Kenneth Moelis | Director, Chairman, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 Feb 2025 | 14,101 | 136,595 | - | - | 2021 LP Units of MCGEH | |
| Kenneth Moelis | Director, Chairman, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 Feb 2025 | 32,253 | 32,254 | - | - | 2020 LP Units of MCGEH | |
| Kenneth Moelis | Director, Chairman, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 Feb 2025 | 1 | 160,087 (0%) | 0% | - | Class A Common Stock | |
| Navid Mahmoodzadegan | Co-President, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 Feb 2025 | 28,361 | 56,724 | - | - | 2021 LP Units of MCGEH | |
| Navid Mahmoodzadegan | Co-President, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 Feb 2025 | 68,188 | 0 | - | - | 2021 Vested LP Units of MCGEH | |
| Navid Mahmoodzadegan | Co-President, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 Feb 2025 | 30,421 | 30,421 | - | - | 2020 LP Units of MCGEH | |
| Navid Mahmoodzadegan | Co-President, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 Feb 2025 | 150,000 | 150,000 (0%) | 0% | - | Class A Common Stock | |
| Navid Mahmoodzadegan | Co-President, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 Feb 2025 | 23,030 | 230,966 | - | - | 2022 LP Units of MCGEH | |
| Jeffrey Raich | Co-President, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 Feb 2025 | 16,422 | 32,844 | - | - | 2021 LP Units of MCGEH | |
| Jeffrey Raich | Co-President, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 Feb 2025 | 16,493 | 16,493 | - | - | 2020 LP Units of MCGEH | |
| Jeffrey Raich | Co-President, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 Feb 2025 | 44,759 | 44,759 (0%) | 0% | - | Class A Common Stock | |
| Jeffrey Raich | Co-President, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 18 Feb 2025 | 11,844 | 22,250 | - | - | 2021 Vested LP Units of MCGEH | |
| Joseph Simon | Chief Financial Officer | 18 Feb 2025 | 7,724 | 11,588 | - | - | 2022 Vested LP Units of MCGEH | ||
| Joseph Simon | Chief Financial Officer | 18 Feb 2025 | 16,767 | 16,767 (0%) | 0% | - | Class A Common Stock | ||
| Joseph Simon | Chief Financial Officer | 18 Feb 2025 | 5,682 | 0 | - | - | 2021 Vested LP Units of MCGEH | ||
| Joseph Simon | Chief Financial Officer | 18 Feb 2025 | 3,361 | 6,724 | - | - | 2021 LP Units of MCGEH | ||
| Osamu R. Watanabe | General Counsel, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Feb 2025 | 6,312 | 6,312 | - | - | 2024 Vested Incentive RSUs | |
| Eric Cantor | Director, Vice Chairman, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Feb 2025 | 6,375 | 6,375 | - | - | 2024 Long Term Incentive RSUs | |
| Eric Cantor | Director, Vice Chairman, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Feb 2025 | 15,302 | 15,302 | - | - | 2024 Vested Incentive RSUs | |
| Christopher Callesano | Principal Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Feb 2025 | 1,593 | 1,593 | - | - | 2024 Incentive RSUs | |
| Eric Cantor | Director, Vice Chairman, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 06 Feb 2025 | 876 | 0 | - | - | 2019 Incentive RSUs (December) | |
| Eric Cantor | Director, Vice Chairman, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 06 Feb 2025 | 876 | 198,109 (0%) | 0% | - | Class A Common Stock | |
| Eric Cantor | Director, Vice Chairman, MD | Payment of exercise price or tax liability using portion of securities received from the company at price $ 79.69 per share. | 06 Feb 2025 | 385 | 197,724 (0%) | 0% | 79.7 | 30,682 | Class A Common Stock |
| Kenneth Moelis | Director, Chairman, CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Feb 2025 | 156,818 | 156,818 | - | - | 2023 Vested LP Units of MCGEH | |
| Kenneth Moelis | Director, Chairman, CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Feb 2025 | 4,097 | 92,089 | - | - | 2022 Performance LP Units of MCGEH | |
| Navid Mahmoodzadegan | Co-President, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Feb 2025 | 3,151 | 70,837 | - | - | 2022 Performance LP Units of MCGEH | |
| Navid Mahmoodzadegan | Co-President, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Feb 2025 | 166,526 | 166,526 | - | - | 2023 LP Units of MCGEH | |
| Navid Mahmoodzadegan | Co-President, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Feb 2025 | 2,744 | 2,744 | - | - | 2023 LTI LP Units of MCGEH | |
| Jeffrey Raich | Co-President, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Feb 2025 | 54,898 | 54,898 | - | - | 2023 Vested LP Units of MCGEH | |
| Joseph Simon | Chief Financial Officer | 04 Feb 2025 | 17,384 | 17,384 | - | - | 2023 Vested LP Units of MCGEH | ||
| Katherine | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Feb 2025 | 10,979 | 10,979 | - | - | 2023 LP Units of MCGEH | |
| John A. Allison | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Dec 2024 | 15 | 1,970 | - | - | 2024 Annual Restricted Stock Units | |
| John A. Allison | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Dec 2024 | 19 | 2,484 | - | - | 2023 Annual Restricted Stock Units | |
| John A. Allison | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Dec 2024 | 6 | 809 | - | - | 2024 Elective Restricted Stock Units | |
| Kenneth L. Shropshire | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Dec 2024 | 16 | 2,063 | - | - | 2024 Annual Restricted Stock Units | |
| Kenneth L. Shropshire | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Dec 2024 | 1 | 183 | - | - | 2024 Elective Restricted Stock Units | |
| Kenneth L. Shropshire | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Dec 2024 | 20 | 2,602 | - | - | 2023 Annual Restricted Stock Units | |
| Kenneth Moelis | Director, Chairman, CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Dec 2024 | 462 | 58,860 | - | - | 2019 Long Term Incentive Award | |
| Navid Mahmoodzadegan | Co-President, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Dec 2024 | 447 | 57,008 | - | - | 2019 Incentive RSUs | |
| Jeffrey Raich | Co-President, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Dec 2024 | 147 | 18,757 | - | - | 2019 Incentive RSUs | |
| Joseph Simon | Chief Financial Officer | 02 Dec 2024 | 68 | 8,715 | - | - | 2020 Incentive RSUs | ||
| Joseph Simon | Chief Financial Officer | 02 Dec 2024 | 58 | 7,466 | - | - | 2019 Incentive RSUs | ||
| Osamu R. Watanabe | General Counsel, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Dec 2024 | 47 | 6,044 | - | - | 2021 Incentive RSUs | |
| Osamu R. Watanabe | General Counsel, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Dec 2024 | 34 | 4,413 | - | - | 2019 Incentive RSUs | |
| Osamu R. Watanabe | General Counsel, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Dec 2024 | 59 | 7,603 | - | - | 2023 Incentive RSUs | |
| Osamu R. Watanabe | General Counsel, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Dec 2024 | 60 | 7,682 | - | - | 2022 Incentive RSUs | |
| Osamu R. Watanabe | General Counsel, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Dec 2024 | 33 | 4,272 | - | - | 2020 Incentive RSUs | |
| Eric Cantor | Director, Vice Chairman, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Dec 2024 | 263 | 33,608 | - | - | 2022 Incentive RSUs | |
| Eric Cantor | Director, Vice Chairman, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Dec 2024 | 1,355 | 30,962 | - | - | 2023 Incentive RSUs | |
| Eric Cantor | Director, Vice Chairman, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 02 Dec 2024 | 1,355 | 198,588 (0%) | 0% | - | Class A Common Stock | |
| Eric Cantor | Director, Vice Chairman, MD | Payment of exercise price or tax liability using portion of securities received from the company at price $ 75.85 per share. | 02 Dec 2024 | 1,355 | 197,233 (0%) | 0% | 75.9 | 102,777 | Class A Common Stock |
| Eric Cantor | Director, Vice Chairman, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Dec 2024 | 6 | 876 | - | - | 2019 Incentive RSUs Granted in 2019 (Quarterly Awards) | |
| Eric Cantor | Director, Vice Chairman, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Dec 2024 | 80 | 10,299 | - | - | 2019 Incentive RSUs | |
| Eric Cantor | Director, Vice Chairman, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Dec 2024 | 111 | 14,210 | - | - | 2020 Incentive RSUs | |
| Eric Cantor | Director, Vice Chairman, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Dec 2024 | 157 | 20,098 | - | - | 2021 Incentive RSUs | |
| Eric Cantor | Director, Vice Chairman, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Dec 2024 | 253 | 32,318 | - | - | 2023 Incentive RSUs | |
| Christopher Callesano | Principal Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Dec 2024 | 5 | 736 | - | - | 2019 Incentive RSUs | |
| Christopher Callesano | Principal Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Dec 2024 | 15 | 1,995 | - | - | 2023 Incentive RSUs | |
| Christopher Callesano | Principal Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Dec 2024 | 18 | 2,324 | - | - | 2022 Incentive RSUs | |
| Christopher Callesano | Principal Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Dec 2024 | 8 | 1,106 | - | - | 2021 Incentive RSUs | |
| Christopher Callesano | Principal Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Dec 2024 | 6 | 852 | - | - | 2020 Incentive RSUs | |
| Kate Pilcher Ciafone | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Dec 2024 | 31 | 4,050 | - | - | 2021 Incentive RSUs | |
| Kate Pilcher Ciafone | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Dec 2024 | 21 | 2,759 | - | - | 2019 Incentive RSUs | |
| Kate Pilcher Ciafone | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Dec 2024 | 22 | 2,843 | - | - | 2020 Incentive RSUs | |
| Kate Pilcher Ciafone | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Dec 2024 | 60 | 7,682 | - | - | 2022 Incentive RSUs | |
| Laila Worrell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Dec 2024 | 6 | 809 | - | - | 2024 Elective Restricted Stock Units | |
| Laila Worrell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Dec 2024 | 19 | 2,484 | - | - | 2023 Annual Restricted Stock Units | |
| Laila Worrell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Dec 2024 | 15 | 1,970 | - | - | 2024 Annual Restricted Stock Units | |
| Louise Mirrer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Dec 2024 | 9 | 1,215 | - | - | 2024 Annual Restricted Stock Units | |
| Christopher Callesano | Principal Accounting Officer | Sale of securities on an exchange or to another person at price $ 80.00 per share. | 07 Nov 2024 | 885 | 0 (0%) | 0% | 80 | 70,800 | Class A Common Stock |
| Eric Cantor | Director, Vice Chairman, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Oct 2024 | 890 | 0 | - | - | 2019 Incentive RSUs (September) | |
| Eric Cantor | Director, Vice Chairman, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 24 Oct 2024 | 890 | 197,624 (0%) | 0% | - | Class A Common Stock | |
| Eric Cantor | Director, Vice Chairman, MD | Payment of exercise price or tax liability using portion of securities received from the company at price $ 68.31 per share. | 24 Oct 2024 | 391 | 197,233 (0%) | 0% | 68.3 | 26,708 | Class A Common Stock |
| John A. Allison | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2024 | 9 | 1,070 | - | - | 2024 Elective Restricted Stock Units | |
| John A. Allison | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2024 | 21 | 2,464 | - | - | 2023 Annual Restricted Stock Units | |
| John A. Allison | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2024 | 16 | 1,954 | - | - | 2024 Annual Restricted Stock Units | |
| Kenneth L. Shropshire | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2024 | 2 | 241 | - | - | 2024 Elective Restricted Stock Units | |
| Kenneth L. Shropshire | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2024 | 22 | 2,582 | - | - | 2023 Annual Restricted Stock Units | |
| Kenneth L. Shropshire | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2024 | 17 | 2,047 | - | - | 2024 Annual Restricted Stock Units | |
| Kenneth Moelis | Director, Chairman, CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2024 | 501 | 58,398 | - | - | 2019 Long Term Incentive Award | |
| Navid Mahmoodzadegan | Co-President, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2024 | 486 | 56,561 | - | - | 2019 Incentive RSUs | |
| Jeffrey Raich | Co-President, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2024 | 159 | 18,610 | - | - | 2019 Incentive RSUs | |
| Joseph Simon | Chief Financial Officer | 26 Sep 2024 | 74 | 8,646 | - | - | 2020 Incentive RSUs | ||
| Joseph Simon | Chief Financial Officer | 26 Sep 2024 | 63 | 7,408 | - | - | 2019 Incentive RSUs | ||
| Osamu R. Watanabe | General Counsel, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2024 | 65 | 7,621 | - | - | 2022 Incentive RSUs | |
| Osamu R. Watanabe | General Counsel, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2024 | 51 | 5,996 | - | - | 2021 Incentive RSUs | |
| Osamu R. Watanabe | General Counsel, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2024 | 36 | 4,238 | - | - | 2020 Incentive RSUs | |
| Osamu R. Watanabe | General Counsel, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2024 | 37 | 4,378 | - | - | 2019 Incentive RSUs | |
| Osamu R. Watanabe | General Counsel, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2024 | 64 | 7,543 | - | - | 2023 Incentive RSUs | |
| Eric Cantor | Director, Vice Chairman, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2024 | 275 | 32,064 | - | - | 2023 Incentive RSUs | |
| Eric Cantor | Director, Vice Chairman, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2024 | 286 | 33,344 | - | - | 2022 Incentive RSUs | |
| Eric Cantor | Director, Vice Chairman, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2024 | 171 | 19,940 | - | - | 2021 Incentive RSUs | |
| Eric Cantor | Director, Vice Chairman, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2024 | 121 | 14,098 | - | - | 2020 Incentive RSUs | |
| Eric Cantor | Director, Vice Chairman, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2024 | 87 | 10,218 | - | - | 2019 Incentive RSUs | |
| Eric Cantor | Director, Vice Chairman, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2024 | 15 | 1,759 | - | - | 2019 Incentive RSUs Granted in 2019 (Quarterly Awards) | |
| Christopher Callesano | Principal Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2024 | 7 | 846 | - | - | 2020 Incentive RSUs | |
| Christopher Callesano | Principal Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2024 | 17 | 1,979 | - | - | 2023 Incentive RSUs | |
| Christopher Callesano | Principal Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2024 | 19 | 2,306 | - | - | 2022 Incentive RSUs | |
| Christopher Callesano | Principal Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2024 | 9 | 1,097 | - | - | 2021 Incentive RSUs | |
| Christopher Callesano | Principal Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2024 | 6 | 730 | - | - | 2019 Incentive RSUs | |
| Kate Pilcher Ciafone | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2024 | 34 | 4,018 | - | - | 2021 Incentive RSUs | |
| Kate Pilcher Ciafone | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2024 | 24 | 2,820 | - | - | 2020 Incentive RSUs | |
| Kate Pilcher Ciafone | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2024 | 23 | 2,737 | - | - | 2019 Incentive RSUs | |
| Kate Pilcher Ciafone | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2024 | 65 | 7,621 | - | - | 2022 Incentive RSUs | |
| Laila Worrell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2024 | 21 | 2,464 | - | - | 2023 Annual Restricted Stock Units | |
| Laila Worrell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2024 | 16 | 1,954 | - | - | 2024 Annual Restricted Stock Units | |
| Laila Worrell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Sep 2024 | 9 | 1,070 | - | - | 2024 Elective Restricted Stock Units | |
| Louise Mirrer | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Sep 2024 | 1,206 | 1,206 | - | - | 2024 Annual Restricted Stock Units | |
| Kenneth L. Shropshire | Director | Sale of securities on an exchange or to another person at price $ 69.29 per share. | 31 Jul 2024 | 495 | 9,372 (0%) | 0% | 69.3 | 34,299 | Class A Common Stock |
| Kenneth Moelis | Director, Chairman, CEO | Sale of securities on an exchange or to another person at price $ 68.87 per share. | 30 Jul 2024 | 5,308 | 86 (0%) | 0% | 68.9 | 365,562 | Class A Common Stock |
| Kenneth Moelis | Director, Chairman, CEO | Sale of securities on an exchange or to another person at price $ 69.16 per share. | 30 Jul 2024 | 6,494 | 0 (0%) | 0% | 69.2 | 449,125 | Class A Common Stock |
| Kenneth Moelis | Director, Chairman, CEO | Sale of securities on an exchange or to another person at price $ 68.87 per share. | 30 Jul 2024 | 93,506 | 6,494 (0%) | 0% | 68.9 | 6,439,758 | Class A Common Stock |
| Kate Pilcher Ciafone | Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 68.88 per share. | 30 Jul 2024 | 3,666 | 0 (0%) | 0% | 68.9 | 252,514 | Class A Common Stock |
| Kenneth Moelis | Director, Chairman, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Jul 2024 | 100,669 | 4,331,619 | - | - | Class B Common Stock, par value $0.01 | |
| Kenneth Moelis | Director, Chairman, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Jul 2024 | 100,000 | 3,976,314 | - | - | Partnership Interests | |
| Kenneth Moelis | Director, Chairman, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Jul 2024 | 55 | 5,394 (0%) | 0% | - | Class A Common Stock | |
| Kenneth Moelis | Director, Chairman, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Jul 2024 | 100,000 | 100,000 (0%) | 0% | - | Class A Common Stock | |
| Joseph Simon | Chief Financial Officer | 25 Jul 2024 | 6,723 | 0 (0%) | 0% | 64 | 430,272 | Class A Common Stock | |
| Joseph Simon | Chief Financial Officer | 25 Jul 2024 | 6,723 | 6,723 (0%) | 0% | - | Class A Common Stock | ||
| Joseph Simon | Chief Financial Officer | 25 Jul 2024 | 6,723 | 10,085 | - | - | 2021 LP Units of MCGEH | ||
| Eric Cantor | Director, Vice Chairman, MD | Payment of exercise price or tax liability using portion of securities received from the company at price $ 62.87 per share. | 25 Jul 2024 | 373 | 196,734 (0%) | 0% | 62.9 | 23,452 | Class A Common Stock |
| Eric Cantor | Director, Vice Chairman, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Jul 2024 | 849 | 197,107 (0%) | 0% | - | Class A Common Stock | |
| Eric Cantor | Director, Vice Chairman, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Jul 2024 | 849 | 0 | - | - | 2019 Incentive RSUs (June) | |
| John A. Allison | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2024 | 1,938 | 1,938 | - | - | 2024 Annual Restricted Stock Units | |
| John A. Allison | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2024 | 1,061 | 1,061 | - | - | 2024 Elective Restricted Stock Units | |
| Kenneth L. Shropshire | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2024 | 239 | 239 | - | - | 2024 Elective Restricted Stock Units | |
| Kenneth L. Shropshire | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2024 | 2,030 | 2,030 | - | - | 2024 Annual Restricted Stock Units | |
| Laila Worrell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2024 | 1,061 | 1,061 | - | - | 2024 Elective Restricted Stock Units | |
| Laila Worrell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2024 | 1,938 | 1,938 | - | - | 2024 Annual Restricted Stock Units | |
| John A. Allison | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2024 | 3 | 334 | - | - | 2023 Elective Restricted Stock Units | |
| John A. Allison | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2024 | 21 | 1,949 | - | - | 2022 Annual Restricted Stock Units | |
| John A. Allison | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2024 | 3 | 327 | - | - | 2022 Annual Restricted Stock Units | |
| John A. Allison | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2024 | 26 | 2,443 | - | - | 2023 Annual Restricted Stock Units | |
| Kenneth L. Shropshire | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2024 | 28 | 2,559 | - | - | 2023 Annual Restricted Stock Units | |
| Kenneth L. Shropshire | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2024 | 23 | 2,088 | - | - | 2022 Annual Restricted Stock Units | |
| Kenneth L. Shropshire | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2024 | 3 | 327 | - | - | 2022 Annual Restricted Stock Units | |
| Kenneth Moelis | Director, Chairman, CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2024 | 639 | 57,896 | - | - | 2019 Long Term Incentive Award | |
| Navid Mahmoodzadegan | Co-President, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2024 | 618 | 56,075 | - | - | 2019 Incentive RSUs | |
| Jeffrey Raich | Co-President, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2024 | 203 | 18,450 | - | - | 2019 Incentive RSUs | |
| Joseph Simon | Chief Financial Officer | 20 Jun 2024 | 81 | 7,344 | - | - | 2019 Incentive RSUs | ||
| Joseph Simon | Chief Financial Officer | 20 Jun 2024 | 94 | 8,572 | - | - | 2020 Incentive RSUs | ||
| Osamu R. Watanabe | General Counsel, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2024 | 83 | 7,556 | - | - | 2022 Incentive RSUs | |
| Osamu R. Watanabe | General Counsel, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2024 | 46 | 4,202 | - | - | 2020 Incentive RSUs | |
| Osamu R. Watanabe | General Counsel, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2024 | 47 | 4,341 | - | - | 2019 Incentive RSUs | |
| Osamu R. Watanabe | General Counsel, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2024 | 65 | 5,945 | - | - | 2021 Incentive RSUs | |
| Osamu R. Watanabe | General Counsel, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2024 | 82 | 7,478 | - | - | 2023 Incentive RSUs | |
| Eric Cantor | Director, Vice Chairman, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2024 | 111 | 10,130 | - | - | 2019 Incentive RSUs | |
| Eric Cantor | Director, Vice Chairman, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2024 | 350 | 31,788 | - | - | 2023 Incentive RSUs | |
| Eric Cantor | Director, Vice Chairman, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2024 | 364 | 33,058 | - | - | 2022 Incentive RSUs | |
| Eric Cantor | Director, Vice Chairman, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2024 | 218 | 19,769 | - | - | 2021 Incentive RSUs | |
| Eric Cantor | Director, Vice Chairman, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2024 | 154 | 13,977 | - | - | 2020 Incentive RSUs | |
| Eric Cantor | Director, Vice Chairman, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2024 | 28 | 2,593 | - | - | 2019 Incentive RSUs Granted in 2019 (Quarterly Awards) | |
| Christopher Callesano | Principal Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2024 | 21 | 1,962 | - | - | 2023 Incentive RSUs | |
| Christopher Callesano | Principal Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2024 | 25 | 2,286 | - | - | 2022 Incentive RSUs | |
| Christopher Callesano | Principal Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2024 | 12 | 1,088 | - | - | 2021 Incentive RSUs | |
| Christopher Callesano | Principal Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2024 | 9 | 838 | - | - | 2020 Incentive RSUs | |
| Christopher Callesano | Principal Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2024 | 7 | 724 | - | - | 2019 Incentive RSUs | |
| Kate Pilcher Ciafone | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2024 | 83 | 7,556 | - | - | 2022 Incentive RSUs | |
| Kate Pilcher Ciafone | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2024 | 43 | 3,983 | - | - | 2021 Incentive RSUs | |
| Kate Pilcher Ciafone | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2024 | 30 | 2,796 | - | - | 2020 Incentive RSUs | |
| Kate Pilcher Ciafone | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2024 | 29 | 2,714 | - | - | 2019 Incentive RSUs | |
| Laila Worrell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2024 | 9 | 832 | - | - | 2022 Annual Restricted Stock Units | |
| Laila Worrell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2024 | 3 | 334 | - | - | 2023 Elective Restricted Stock Units | |
| Laila Worrell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2024 | 26 | 2,443 | - | - | 2023 Annual Restricted Stock Units | |
| Laila Worrell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Jun 2024 | 4 | 363 | - | - | 2022 Annual Restricted Stock Units | |
| Navid Mahmoodzadegan | Co-President, MD | Sale of securities on an exchange or to another person at price $ 54.92 per share. | 13 May 2024 | 44,980 | 0 (0%) | 0% | 54.9 | 2,470,302 | Class A Common Stock |
| Kenneth Moelis | Director, Chairman, CEO | Sale of securities on an exchange or to another person at price $ 54.11 per share. | 09 May 2024 | 37,102 | 5,339 (0%) | 0% | 54.1 | 2,007,589 | Class A Common Stock |
| Kenneth Moelis | Director, Chairman, CEO | Sale of securities on an exchange or to another person at price $ 53.98 per share. | 09 May 2024 | 40,000 | 42,441 (0%) | 0% | 54.0 | 2,159,200 | Class A Common Stock |
| Eric Cantor | Director, Vice Chairman, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Apr 2024 | 705 | 196,568 (0%) | 0% | - | Class A Common Stock | |
| Eric Cantor | Director, Vice Chairman, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 25 Apr 2024 | 705 | 0 | - | - | 2019 Incentive RSUs (March) | |
| Eric Cantor | Director, Vice Chairman, MD | Payment of exercise price or tax liability using portion of securities received from the company at price $ 54.14 per share. | 25 Apr 2024 | 310 | 196,258 (0%) | 0% | 54.1 | 16,783 | Class A Common Stock |
| Kate Pilcher Ciafone | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2024 | 28 | 2,765 | - | - | 2020 Incentive RSUs | |
| Laila Worrell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2024 | 3 | 359 | - | - | 2022 Annual Restricted Stock Units | |
| Laila Worrell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2024 | 8 | 823 | - | - | 2022 Annual Restricted Stock Units | |
| Laila Worrell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2024 | 6 | 662 | - | - | 2023 Elective Restricted Stock Units | |
| Laila Worrell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2024 | 25 | 2,416 | - | - | 2023 Annual Restricted Stock Units | |
| John A. Allison | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2024 | 20 | 1,928 | - | - | 2022 Annual Restricted Stock Units | |
| John A. Allison | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2024 | 6 | 662 | - | - | 2023 Elective Restricted Stock Units | |
| John A. Allison | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2024 | 25 | 2,416 | - | - | 2023 Annual Restricted Stock Units | |
| John A. Allison | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2024 | 3 | 324 | - | - | 2022 Annual Restricted Stock Units | |
| Kenneth L. Shropshire | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2024 | 3 | 324 | - | - | 2022 Annual Restricted Stock Units | |
| Kenneth L. Shropshire | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2024 | 21 | 2,065 | - | - | 2022 Annual Restricted Stock Units | |
| Kenneth L. Shropshire | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2024 | 1 | 150 | - | - | 2023 Elective Restricted Stock Units | |
| Kenneth L. Shropshire | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2024 | 26 | 2,531 | - | - | 2023 Annual Restricted Stock Units | |
| Kenneth Moelis | Director, Chairman, CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2024 | 598 | 57,257 | - | - | 2019 Long Term Incentive Award | |
| Navid Mahmoodzadegan | Co-President, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2024 | 579 | 55,456 | - | - | 2019 Incentive RSUs | |
| Jeffrey Raich | Co-President, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2024 | 190 | 18,246 | - | - | 2019 Incentive RSUs | |
| Joseph Simon | Chief Financial Officer | 28 Mar 2024 | 75 | 7,263 | - | - | 2019 Incentive RSUs | ||
| Joseph Simon | Chief Financial Officer | 28 Mar 2024 | 88 | 8,477 | - | - | 2020 Incentive RSUs | ||
| Osamu R. Watanabe | General Counsel, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2024 | 61 | 5,879 | - | - | 2021 Incentive RSUs | |
| Osamu R. Watanabe | General Counsel, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2024 | 43 | 4,155 | - | - | 2020 Incentive RSUs | |
| Osamu R. Watanabe | General Counsel, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2024 | 44 | 4,293 | - | - | 2019 Incentive RSUs | |
| Osamu R. Watanabe | General Counsel, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2024 | 77 | 7,396 | - | - | 2023 Incentive RSUs | |
| Osamu R. Watanabe | General Counsel, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2024 | 78 | 7,472 | - | - | 2022 Incentive RSUs | |
| Eric Cantor | Director, Vice Chairman, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2024 | 104 | 10,018 | - | - | 2019 Incentive RSUs | |
| Eric Cantor | Director, Vice Chairman, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2024 | 34 | 3,271 | - | - | 2019 Incentive RSUs Granted in 2019 (Quarterly Awards) | |
| Eric Cantor | Director, Vice Chairman, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2024 | 144 | 13,823 | - | - | 2020 Incentive RSUs | |
| Eric Cantor | Director, Vice Chairman, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2024 | 328 | 31,437 | - | - | 2023 Incentive RSUs | |
| Eric Cantor | Director, Vice Chairman, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2024 | 341 | 32,693 | - | - | 2022 Incentive RSUs | |
| Eric Cantor | Director, Vice Chairman, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2024 | 204 | 19,551 | - | - | 2021 Incentive RSUs | |
| Christopher Callesano | Principal Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2024 | 7 | 716 | - | - | 2019 Incentive RSUs | |
| Christopher Callesano | Principal Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2024 | 11 | 1,076 | - | - | 2021 Incentive RSUs | |
| Christopher Callesano | Principal Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2024 | 23 | 2,260 | - | - | 2022 Incentive RSUs | |
| Christopher Callesano | Principal Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2024 | 20 | 1,941 | - | - | 2023 Incentive RSUs | |
| Christopher Callesano | Principal Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2024 | 8 | 829 | - | - | 2020 Incentive RSUs | |
| Kate Pilcher Ciafone | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2024 | 28 | 2,684 | - | - | 2019 Incentive RSUs | |
| Kate Pilcher Ciafone | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2024 | 78 | 7,472 | - | - | 2022 Incentive RSUs | |
| Kate Pilcher Ciafone | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 28 Mar 2024 | 41 | 3,939 | - | - | 2021 Incentive RSUs | |
| Kenneth Moelis | Director, Chairman, CEO | Sale of securities on an exchange or to another person at price $ 54.08 per share. | 29 Feb 2024 | 4,000 | 82,441 (0%) | 0% | 54.1 | 216,320 | Class A Common Stock |
| Kenneth Moelis | Director, Chairman, CEO | Sale of securities on an exchange or to another person at price $ 54.11 per share. | 29 Feb 2024 | 75,000 | 86,441 (0%) | 0% | 54.1 | 4,058,250 | Class A Common Stock |
| Navid Mahmoodzadegan | Co-President, MD | Sale of securities on an exchange or to another person at price $ 53.88 per share. | 29 Feb 2024 | 19,483 | 44,980 (0%) | 0% | 53.9 | 1,049,744 | Class A Common Stock |
| Navid Mahmoodzadegan | Co-President, MD | Sale of securities on an exchange or to another person at price $ 54.11 per share. | 29 Feb 2024 | 50,772 | 64,463 (0%) | 0% | 54.1 | 2,747,273 | Class A Common Stock |
| Jeffrey Raich | Co-President, MD | Sale of securities on an exchange or to another person at price $ 54.23 per share. | 29 Feb 2024 | 44,710 | 0 (0%) | 0% | 54.2 | 2,424,623 | Class A Common Stock |
| Joseph Simon | Chief Financial Officer | 29 Feb 2024 | 8,573 | 0 (0%) | 0% | 54.1 | 464,056 | Class A Common Stock | |
| Eric Cantor | Director, Vice Chairman, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Feb 2024 | 40,618 | 213,723 (0%) | 0% | - | Class A Common Stock | |
| Christopher Callesano | Principal Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Feb 2024 | 558 | 2,237 | - | - | 2022 Incentive Restricted Stock Units | |
| Raich Jeffrey | Co-President, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Feb 2024 | 49,336 | 129,585 (0%) | 0% | - | Class A Common Stock | |
| Kenneth Moelis | Director, Chairman, CEO | Sale of securities on an exchange or to another person at price $ 55.00 per share. | 21 Feb 2024 | 400 | 161,441 (0%) | 0% | 55 | 22,000 | Class A Common Stock |
| Watanabe R. Osamu | General Counsel, Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Feb 2024 | 13,555 | 13,686 (0%) | 0% | - | Class A Common Stock | |
| Osamu R. Watanabe | General Counsel, Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Feb 2024 | 2,056 | 4,112 | - | - | 2020 Incentive Restricted Stock Units | |
| Kenneth Moelis | Director, Chairman, CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Feb 2024 | 87,992 | 87,992 | - | - | 2022 Performance LP Units of MCGEH | |
| R. Osamu Watanabe | General Counsel, Secretary | Sale of securities on an exchange or to another person at price $ 54.38 per share. | 21 Feb 2024 | 5,869 | 131 (0%) | 0% | 54.4 | 319,156 | Class A Common Stock |
| Osamu Watanabe R. | General Counsel, Secretary | Payment of exercise price or tax liability using portion of securities received from the company at price $ 102.00 per share. | 21 Feb 2024 | 1 | 13,685 (0%) | 0% | 102 | 102 | Class A Common Stock |
| Kate Pilcher Ciafone | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Feb 2024 | 8,465 | 8,465 (0%) | 0% | - | Class A Common Stock | |
| Simon Joseph | Chief Financial Officer | 21 Feb 2024 | 4,194 | 8,389 | - | - | 2020 Incentive Restricted Stock Units | ||
| Kenneth Moelis | Director, Chairman, CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Feb 2024 | 130,720 | 130,720 | - | - | 2022 Vested LP Units of MCGEH | |
| Moelis Kenneth | Director, Chairman, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Feb 2024 | 197,222 | 290,087 (0%) | 0% | - | Class A Common Stock | |
| Kenneth Moelis | Director, Chairman, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Feb 2024 | 31 | 161,841 (0%) | 0% | - | Class A Common Stock | |
| Kate Ciafone Pilcher | Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 52.60 per share. | 21 Feb 2024 | 4,798 | 3,666 (0%) | 0% | 52.6 | 252,375 | Class A Common Stock |
| Moelis Kenneth | Director, Chairman, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Feb 2024 | 56,640 | 56,658 | - | - | 2019 Incentive Restricted Stock Units | |
| Navid Mahmoodzadegan | Co-President, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Feb 2024 | 35,612 | 0 | - | - | 2018 Incentive Restricted Stock Units | |
| Watanabe Osamu R. | General Counsel, Secretary | Sale of securities on an exchange or to another person at price $ 52.60 per share. | 21 Feb 2024 | 7,685 | 6,000 (0%) | 0% | 52.6 | 404,231 | Class A Common Stock |
| Callesano Christopher | Principal Accounting Officer | Sale of securities on an exchange or to another person at price $ 52.60 per share. | 21 Feb 2024 | 1,144 | 885 (0%) | 0% | 52.6 | 60,174 | Class A Common Stock |
| Cantor Eric | Director, Vice Chairman, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Feb 2024 | 6,839 | 13,678 | - | - | 2020 Incentive Restricted Stock Units | |
| Joseph Simon | Chief Financial Officer | 21 Feb 2024 | 1 | 16,722 (0%) | 0% | 81 | 81 | Class A Common Stock | |
| Navid Mahmoodzadegan | Co-President, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Feb 2024 | 30,420 | 60,842 | - | - | 2020 LP Units of MCGEH | |
| Watanabe R. Osamu | General Counsel, Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Feb 2024 | 1,938 | 5,818 | - | - | 2021 Incentive Restricted Stock Units | |
| Jeffrey Raich | Co-President, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Feb 2024 | 17,483 | 0 | - | - | 2018 Incentive Restricted Stock Units | |
| Raich Jeffrey | Co-President, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Feb 2024 | 35,539 | 80,249 (0%) | 0% | - | Class A Common Stock | |
| Kenneth Moelis | Director, Chairman, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Feb 2024 | 30,917 | 0 | - | - | 2018 Incentive Restricted Stock Units | |
| Jeffrey Raich | Co-President, MD | Payment of exercise price or tax liability using portion of securities received from the company at price $ 63.00 per share. | 21 Feb 2024 | 1 | 129,584 (0%) | 0% | 63 | 63 | Class A Common Stock |
| Navid Mahmoodzadegan | Co-President, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Feb 2024 | 253,996 | 253,996 | - | - | 2022 LP Units of MCGEH | |
| Navid Mahmoodzadegan | Co-President, MD | Payment of exercise price or tax liability using portion of securities received from the company at price $ 58.00 per share. | 21 Feb 2024 | 1 | 211,537 (0%) | 0% | 58 | 58 | Class A Common Stock |
| Navid Mahmoodzadegan | Co-President, MD | Sale of securities on an exchange or to another person at price $ 52.60 per share. | 21 Feb 2024 | 85,900 | 125,637 (0%) | 0% | 52.6 | 4,518,340 | Class A Common Stock |
| Eric Cantor | Director, Vice Chairman, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Feb 2024 | 9,912 | 9,914 | - | - | 2019 Incentive Restricted Stock Units | |
| Ciafone Kate Pilcher | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Feb 2024 | 1,299 | 3,898 | - | - | 2021 Incentive Restricted Stock Units | |
| Mahmoodzadegan Navid | Co-President, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Feb 2024 | 56,723 | 85,085 | - | - | 2021 LP Units of MCGEH | |
| Ciafone Kate Pilcher | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Feb 2024 | 1,295 | 0 | - | - | 2018 Incentive Restricted Stock Units | |
| Callesano Christopher | Principal Accounting Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 62.00 per share. | 21 Feb 2024 | 2 | 2,029 (0%) | 0% | 62 | 124 | Class A Common Stock |
| Jeffrey Raich | Co-President, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Feb 2024 | 16,493 | 32,986 | - | - | 2020 LP Units of MCGEH | |
| Simon Joseph | Chief Financial Officer | 21 Feb 2024 | 7,187 | 7,187 | - | - | 2019 Incentive Restricted Stock Units | ||
| Mahmoodzadegan Navid | Co-President, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Feb 2024 | 87,143 | 211,538 (0%) | 0% | - | Class A Common Stock | |
| Pilcher Ciafone Kate | Chief Operating Officer | Payment of exercise price or tax liability using portion of securities received from the company at price $ 103.00 per share. | 21 Feb 2024 | 1 | 8,464 (0%) | 0% | 103 | 103 | Class A Common Stock |
| Raich Jeffrey | Co-President, MD | Sale of securities on an exchange or to another person at price $ 52.60 per share. | 21 Feb 2024 | 39,781 | 89,803 (0%) | 0% | 52.6 | 2,092,481 | Class A Common Stock |
| Kenneth Moelis | Director, Chairman, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Feb 2024 | 100,463 | 150,696 | - | - | 2021 LP Units of MCGEH | |
| Ciafone Pilcher Kate | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Feb 2024 | 2,656 | 2,656 | - | - | 2019 Incentive Restricted Stock Units | |
| Jeffrey Raich | Co-President, MD | Sale of securities on an exchange or to another person at price $ 54.62 per share. | 21 Feb 2024 | 45,093 | 44,710 (0%) | 0% | 54.6 | 2,462,980 | Class A Common Stock |
| Watanabe Osamu R. | General Counsel, Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Feb 2024 | 3,465 | 0 | - | - | 2018 Incentive Restricted Stock Units | |
| Mahmoodzadegan Navid | Co-President, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Feb 2024 | 67,685 | 67,685 | - | - | 2022 Performance LP Units of MCGEH | |
| Cantor Eric | Director, Vice Chairman, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Feb 2024 | 11,008 | 0 | - | - | 2018 Incentive Restricted Stock Units | |
| Watanabe Osamu R. | General Counsel, Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Feb 2024 | 1,847 | 7,394 | - | - | 2022 Incentive Restricted Stock Units | |
| Pilcher Ciafone Kate | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Feb 2024 | 1,847 | 7,394 | - | - | 2022 Incentive Restricted Stock Units | |
| Navid Mahmoodzadegan | Co-President, MD | Sale of securities on an exchange or to another person at price $ 54.92 per share. | 21 Feb 2024 | 10,402 | 115,235 (0%) | 0% | 54.9 | 571,278 | Class A Common Stock |
| Jeffrey Raich | Co-President, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Feb 2024 | 32,843 | 49,266 | - | - | 2021 LP Units of MCGEH | |
| Christopher Callesano | Principal Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Feb 2024 | 410 | 821 | - | - | 2020 Incentive Restricted Stock Units | |
| Eric Cantor | Director, Vice Chairman, MD | Payment of exercise price or tax liability using portion of securities received from the company at price $ 58.00 per share. | 21 Feb 2024 | 3 | 213,720 (0%) | 0% | 58 | 174 | Class A Common Stock |
| Ciafone Kate Pilcher | Chief Operating Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Feb 2024 | 1,367 | 2,736 | - | - | 2020 Incentive Restricted Stock Units | |
| Raich Jeffrey | Co-President, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Feb 2024 | 56,273 | 56,273 | - | - | 2022 Vested LP Units of MCGEH | |
| Jeffrey Raich | Co-President, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Feb 2024 | 18,055 | 18,055 | - | - | 2019 Incentive Restricted Stock Units | |
| Cantor Eric | Director, Vice Chairman, MD | Sale of securities on an exchange or to another person at price $ 52.60 per share. | 21 Feb 2024 | 17,857 | 195,863 (0%) | 0% | 52.6 | 939,278 | Class A Common Stock |
| Kenneth Moelis | Director, Chairman, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Feb 2024 | 57,490 | 4,432,288 | - | - | Class B Common Stock, par value $0.01 | |
| Joseph Simon | Chief Financial Officer | 21 Feb 2024 | 5,341 | 0 | - | - | 2018 Incentive Restricted Stock Units | ||
| Joseph Simon | Chief Financial Officer | 21 Feb 2024 | 16,723 | 16,723 (0%) | 0% | - | Class A Common Stock | ||
| Kenneth Moelis | Director, Chairman, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Feb 2024 | 87,557 | 92,865 (0%) | 0% | - | Class A Common Stock | |
| Cantor Eric | Director, Vice Chairman, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Feb 2024 | 6,408 | 32,351 | - | - | 2022 Incentive Restricted Stock Units | |
| Joseph Simon | Chief Financial Officer | 21 Feb 2024 | 8,149 | 8,573 (0%) | 0% | 52.6 | 428,637 | Class A Common Stock | |
| Joseph Simon | Chief Financial Officer | 21 Feb 2024 | 19,312 | 19,312 | - | - | 2022 Vested LP Units of MCGEH | ||
| Kenneth Moelis | Director, Chairman, CEO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Feb 2024 | 96,759 | 64,507 | - | - | 2020 LP Units of MCGEH | |
| Christopher Callesano | Principal Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Feb 2024 | 2,031 | 2,031 (0%) | 0% | - | Class A Common Stock | |
| Navid Mahmoodzadegan | Co-President, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Feb 2024 | 54,876 | 54,876 | - | - | 2019 Incentive Restricted Stock Units | |
| Callesano Christopher | Principal Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Feb 2024 | 353 | 1,064 | - | - | 2021 Incentive Restricted Stock Units | |
| R. Watanabe Osamu | General Counsel, Secretary | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Feb 2024 | 4,248 | 4,248 | - | - | 2019 Incentive Restricted Stock Units | |
| Cantor Eric | Director, Vice Chairman, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Feb 2024 | 6,448 | 19,346 | - | - | 2021 Incentive Restricted Stock Units | |
| Callesano Christopher | Principal Accounting Officer | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Feb 2024 | 708 | 708 | - | - | 2019 Incentive Restricted Stock Units | |
| Navid Mahmoodzadegan | Co-President, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 21 Feb 2024 | 90,489 | 124,395 (0%) | 0% | - | Class A Common Stock | |
| Moelis Kenneth | Director, Chairman, CEO | Sale of securities on an exchange or to another person at price $ 52.60 per share. | 21 Feb 2024 | 128,277 | 161,810 (0%) | 0% | 52.6 | 6,747,370 | Class A Common Stock |
| Mahmoodzadegan Navid | Co-President, MD | Sale of securities on an exchange or to another person at price $ 55.29 per share. | 16 Feb 2024 | 25,642 | 54,217 (0%) | 0% | 55.3 | 1,417,746 | Class A Common Stock |
| Mahmoodzadegan Navid | Co-President, MD | Sale of securities on an exchange or to another person at price $ 55.82 per share. | 16 Feb 2024 | 20,001 | 79,859 (0%) | 0% | 55.8 | 1,116,456 | Class A Common Stock |
| Navid Mahmoodzadegan | Co-President, MD | Sale of securities on an exchange or to another person at price $ 54.68 per share. | 16 Feb 2024 | 20,311 | 33,906 (0%) | 0% | 54.7 | 1,110,605 | Class A Common Stock |
| Cantor Eric | Director, Vice Chairman, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Feb 2024 | 31,109 | 31,109 | - | - | 2023 Vested Incentive RSUs | |
| R. Watanabe Osamu | General Counsel, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Feb 2024 | 7,319 | 7,319 | - | - | 2023 Vested Incentive RSUs | |
| Christopher Callesano | Principal Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 15 Feb 2024 | 1,921 | 1,921 | - | - | 2023 Incentive RSUs | |
| Joseph Simon | Chief Financial Officer | 09 Feb 2024 | 3,720 | 7,000 (0%) | 0% | 54.9 | 204,228 | Class A Common Stock | |
| Joseph Simon | Chief Financial Officer | 09 Feb 2024 | 3,500 | 3,500 (0%) | 0% | 54.7 | 191,450 | Class A Common Stock | |
| Joseph Simon | Chief Financial Officer | 09 Feb 2024 | 3,500 | 0 (0%) | 0% | 54.5 | 190,750 | Class A Common Stock | |
| Cantor Eric | Director, Vice Chairman, MD | Payment of exercise price or tax liability using portion of securities received from the company at price $ 54.70 per share. | 08 Feb 2024 | 764 | 173,105 (0%) | 0% | 54.7 | 41,787 | Class A Common Stock |
| Eric Cantor | Director, Vice Chairman, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Feb 2024 | 843 | 843 | - | - | 2019 Incentive RSUs (December) | |
| Callesano Christopher | Principal Accounting Officer | Sale of securities on an exchange or to another person at price $ 53.59 per share. | 08 Feb 2024 | 1,040 | 0 (0%) | 0% | 53.6 | 55,734 | Class A Common Stock |
| Cantor Eric | Director, Vice Chairman, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Feb 2024 | 1,736 | 173,869 (0%) | 0% | - | Class A Common Stock | |
| Eric Cantor | Director, Vice Chairman, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 08 Feb 2024 | 892 | 0 | - | - | 2018 Incentive RSUs (December) | |
| Eric Cantor | Director, Vice Chairman, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2023 | 42 | 4,080 | - | - | 2019 Incentive RSUs Granted in 2019 (Quarterly Awards) | |
| Christopher Callesano | Principal Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2023 | 14 | 1,418 | - | - | 2021 Incentive RSUs | |
| Navid Mahmoodzadegan | Co-President, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2023 | 1,151 | 109,752 | - | - | 2019 Incentive RSUs | |
| Eric Cantor | Director, Vice Chairman, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2023 | 270 | 25,795 | - | - | 2021 Incentive RSUs | |
| A. Allison John | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2023 | 3 | 320 | - | - | 2022 Annual Restricted Stock Units | |
| Laila Worrell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2023 | 3 | 355 | - | - | 2022 Annual Restricted Stock Units | |
| Callesano Christopher | Principal Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2023 | 29 | 2,795 | - | - | 2022 Incentive RSUs | |
| Mahmoodzadegan Navid | Co-President, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2023 | 373 | 35,612 | - | - | 2018 Incentive RSUs | |
| A. Allison John | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2023 | 25 | 2,391 | - | - | 2023 Annual Restricted Stock Units | |
| Allison A. John | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2023 | 10 | 982 | - | - | 2023 Elective Restricted Stock Units | |
| Cantor Eric | Director, Vice Chairman, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2023 | 207 | 19,827 | - | - | 2019 Incentive RSUs | |
| Christopher Callesano | Principal Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2023 | 14 | 1,417 | - | - | 2019 Incentive RSUs | |
| Moelis Kenneth | Director, Chairman, CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2023 | 1,188 | 113,299 | - | - | 2019 Long Term Incentive Award | |
| Shropshire Kenneth L. | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2023 | 2 | 222 | - | - | 2023 Elective Restricted Stock Units | |
| Elizabeth Crain | Former Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2023 | 157 | 15,018 | - | - | 2020 Incentive RSUs | |
| Raich Jeffrey | Co-President, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2023 | 183 | 17,483 | - | - | 2018 Incentive RSUs | |
| Osamu R. Watanabe | General Counsel, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2023 | 36 | 3,465 | - | - | 2018 Incentive RSUs | |
| Elizabeth Crain | Former Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2023 | 107 | 10,257 | - | - | 2020 Long Term Incentive Award | |
| Osamu Watanabe R. | General Counsel, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2023 | 89 | 8,496 | - | - | 2019 Incentive RSUs | |
| Cantor Eric | Director, Vice Chairman, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2023 | 115 | 11,008 | - | - | 2018 Incentive RSUs | |
| Cantor Eric | Director, Vice Chairman, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2023 | 215 | 20,517 | - | - | 2020 Incentive RSUs | |
| Kenneth Shropshire L. | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2023 | 3 | 320 | - | - | 2022 Annual Restricted Stock Units | |
| Christopher Callesano | Principal Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2023 | 12 | 1,231 | - | - | 2020 Incentive RSUs | |
| Kate Pilcher Ciafone | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2023 | 55 | 5,312 | - | - | 2019 Incentive RSUs | |
| Laila Worrell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2023 | 10 | 982 | - | - | 2023 Elective Restricted Stock Units | |
| Moelis Kenneth | Director, Chairman, CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2023 | 324 | 30,917 | - | - | 2018 Incentive RSUs | |
| Worrell Laila | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2023 | 8 | 814 | - | - | 2022 Annual Restricted Stock Units | |
| R. Watanabe Osamu | General Counsel, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2023 | 64 | 6,168 | - | - | 2020 Incentive RSUs | |
| Elizabeth Crain | Former Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2023 | 63 | 6,087 | - | - | 2018 Incentive RSUs | |
| L. Kenneth Shropshire | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2023 | 26 | 2,505 | - | - | 2023 Annual Restricted Stock Units | |
| Pilcher Kate Ciafone | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2023 | 96 | 9,242 | - | - | 2022 Incentive RSUs | |
| Osamu R. Watanabe | General Counsel, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2023 | 96 | 9,242 | - | - | 2022 Incentive RSUs | |
| Raich Jeffrey | Co-President, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2023 | 378 | 36,111 | - | - | 2019 Incentive RSUs | |
| Kate Pilcher Ciafone | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2023 | 43 | 4,103 | - | - | 2020 Incentive RSUs | |
| Simon Joseph | Chief Financial Officer | 22 Dec 2023 | 131 | 12,583 | - | - | 2020 Incentive RSUs | ||
| Pilcher Kate Ciafone | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2023 | 54 | 5,198 | - | - | 2021 Incentive RSUs | |
| John A. Allison | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2023 | 20 | 1,908 | - | - | 2022 Annual Restricted Stock Units | |
| Joseph Simon | Chief Financial Officer | 22 Dec 2023 | 56 | 5,341 | - | - | 2018 Incentive RSUs | ||
| Watanabe Osamu R. | General Counsel, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2023 | 81 | 7,756 | - | - | 2021 Incentive RSUs | |
| Cantor Eric | Director, Vice Chairman, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2023 | 9 | 892 | - | - | 2018 Incentive RSUs Granted in 2018 (Quarterly Awards) | |
| Laila Worrell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2023 | 25 | 2,391 | - | - | 2023 Annual Restricted Stock Units | |
| Joseph Simon | Chief Financial Officer | 22 Dec 2023 | 150 | 14,374 | - | - | 2019 Incentive RSUs | ||
| Eric Cantor | Director, Vice Chairman, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2023 | 424 | 38,760 | - | - | 2022 Incentive RSUs | |
| Shropshire Kenneth L. | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2023 | 21 | 2,043 | - | - | 2022 Annual Restricted Stock Units | |
| Elizabeth Crain | Former Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2023 | 211 | 20,180 | - | - | 2019 Incentive RSUs | |
| Kate Ciafone Pilcher | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Dec 2023 | 13 | 1,295 | - | - | 2018 Incentive RSUs | |
| Cantor Eric | Director, Vice Chairman, MD | Payment of exercise price or tax liability using portion of securities received from the company at price $ 51.19 per share. | 05 Dec 2023 | 1,678 | 172,133 (0%) | 0% | 51.2 | 85,904 | Class A Common Stock |
| Cantor Eric | Director, Vice Chairman, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 Dec 2023 | 1,678 | 38,336 | - | - | 2022 Incentive RSUs | |
| Cantor Eric | Director, Vice Chairman, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 05 Dec 2023 | 1,678 | 173,811 (0%) | 0% | - | Class A Common Stock | |
| Moelis Kenneth | Director, Chairman, CEO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 41.66 per share. | 09 Nov 2023 | 19,675 | 5,308 (0%) | 0% | 41.7 | 819,661 | Class A Common Stock |
| Kenneth Moelis | Director, Chairman, CEO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 41.57 per share. | 09 Nov 2023 | 50,000 | 24,983 (0%) | 0% | 41.6 | 2,078,500 | Class A Common Stock |
| Moelis Kenneth | Director, Chairman, CEO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 42.20 per share. | 09 Nov 2023 | 23,388 | 74,983 (0%) | 0% | 42.2 | 986,974 | Class A Common Stock |
| Eric Cantor | Director, Vice Chairman, MD | Payment of exercise price or tax liability using portion of securities received from the company at price $ 43.77 per share. | 03 Nov 2023 | 612 | 172,133 (0%) | 0% | 43.8 | 26,789 | Class A Common Stock |
| Eric Cantor | Director, Vice Chairman, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Nov 2023 | 1,391 | 172,745 (0%) | 0% | - | Class A Common Stock | |
| Eric Cantor | Director, Vice Chairman, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Nov 2023 | 854 | 854 | - | - | 2019 Incentive RSUs (September) | |
| Eric Cantor | Director, Vice Chairman, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 03 Nov 2023 | 536 | 0 | - | - | 2018 Incentive RSUs (September) | |
| John A. Allison | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2023 | 25 | 1,887 | - | - | 2022 Annual Restricted Stock Units | |
| John A. Allison | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2023 | 17 | 1,295 | - | - | 2023 Elective Restricted Stock Units | |
| John A. Allison | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2023 | 31 | 2,366 | - | - | 2023 Annual Restricted Stock Units | |
| John A. Allison | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2023 | 4 | 317 | - | - | 2022 Annual Restricted Stock Units | |
| Kenneth L. Shropshire | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2023 | 32 | 2,478 | - | - | 2023 Annual Restricted Stock Units | |
| Kenneth L. Shropshire | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2023 | 26 | 2,022 | - | - | 2022 Annual Restricted Stock Units | |
| Kenneth L. Shropshire | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2023 | 4 | 317 | - | - | 2022 Annual Restricted Stock Units | |
| Kenneth L. Shropshire | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2023 | 3 | 292 | - | - | 2023 Elective Restricted Stock Units | |
| Kenneth Moelis | Director, Chairman, CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2023 | 406 | 30,593 | - | - | 2018 Incentive RSUs | |
| Kenneth Moelis | Director, Chairman, CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2023 | 1,487 | 112,110 | - | - | 2019 Long Term Incentive Award | |
| Navid Mahmoodzadegan | Co-President, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2023 | 1,441 | 108,601 | - | - | 2019 Incentive RSUs | |
| Navid Mahmoodzadegan | Co-President, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2023 | 467 | 35,239 | - | - | 2018 Incentive RSUs | |
| Jeffrey Raich | Co-President, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2023 | 474 | 35,732 | - | - | 2019 Incentive RSUs | |
| Jeffrey Raich | Co-President, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2023 | 229 | 17,299 | - | - | 2018 Incentive RSUs | |
| Elizabeth Crain | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2023 | 197 | 14,860 | - | - | 2020 Incentive RSUs | |
| Elizabeth Crain | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2023 | 79 | 6,023 | - | - | 2018 Incentive RSUs | |
| Elizabeth Crain | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2023 | 134 | 10,150 | - | - | 2020 Long Term Incentive Award | |
| Elizabeth Crain | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2023 | 265 | 19,969 | - | - | 2019 Incentive RSUs | |
| Joseph Simon | Chief Financial Officer | 22 Sep 2023 | 70 | 5,285 | - | - | 2018 Incentive RSUs | ||
| Joseph Simon | Chief Financial Officer | 22 Sep 2023 | 165 | 12,451 | - | - | 2020 Incentive RSUs | ||
| Joseph Simon | Chief Financial Officer | 22 Sep 2023 | 188 | 14,224 | - | - | 2019 Incentive RSUs | ||
| Osamu R. Watanabe | General Counsel, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2023 | 101 | 7,674 | - | - | 2021 Incentive RSUs | |
| Osamu R. Watanabe | General Counsel, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2023 | 121 | 9,145 | - | - | 2022 Incentive RSUs | |
| Osamu R. Watanabe | General Counsel, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2023 | 81 | 6,104 | - | - | 2020 Incentive RSUs | |
| Osamu R. Watanabe | General Counsel, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2023 | 111 | 8,407 | - | - | 2019 Incentive RSUs | |
| Osamu R. Watanabe | General Counsel, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2023 | 45 | 3,428 | - | - | 2018 Incentive RSUs | |
| Eric Cantor | Director, Vice Chairman, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2023 | 64 | 4,892 | - | - | 2019 Incentive RSUs Granted in 2019 (Quarterly Awards) | |
| Eric Cantor | Director, Vice Chairman, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2023 | 531 | 40,014 | - | - | 2022 Incentive RSUs | |
| Eric Cantor | Director, Vice Chairman, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2023 | 338 | 25,524 | - | - | 2021 Incentive RSUs | |
| Eric Cantor | Director, Vice Chairman, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2023 | 269 | 20,302 | - | - | 2020 Incentive RSUs | |
| Eric Cantor | Director, Vice Chairman, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2023 | 18 | 1,419 | - | - | 2018 Incentive RSUs Granted in 2018 (Quarterly Awards) | |
| Eric Cantor | Director, Vice Chairman, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2023 | 144 | 10,892 | - | - | 2018 Incentive RSUs | |
| Eric Cantor | Director, Vice Chairman, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2023 | 260 | 19,619 | - | - | 2019 Incentive RSUs | |
| Christopher Callesano | Principal Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2023 | 18 | 1,402 | - | - | 2019 Incentive RSUs | |
| Christopher Callesano | Principal Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2023 | 36 | 2,766 | - | - | 2022 Incentive RSUs | |
| Christopher Callesano | Principal Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2023 | 18 | 1,403 | - | - | 2021 Incentive RSUs | |
| Christopher Callesano | Principal Accounting Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2023 | 16 | 1,218 | - | - | 2020 Incentive RSUs | |
| Laila Worrell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2023 | 10 | 806 | - | - | 2022 Annual Restricted Stock Units | |
| Laila Worrell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2023 | 4 | 351 | - | - | 2022 Annual Restricted Stock Units | |
| Laila Worrell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2023 | 31 | 2,366 | - | - | 2023 Annual Restricted Stock Units | |
| Laila Worrell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Sep 2023 | 17 | 1,295 | - | - | 2023 Elective Restricted Stock Units | |
| Kenneth L. Shropshire | Director | Sale of securities on an exchange or to another person at price $ 48.09 per share. | 10 Aug 2023 | 1,417 | 7,157 (0%) | 0% | 48.1 | 68,144 | Class A Common Stock |
| Elizabeth Crain | Director, Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 48.06 per share. | 31 Jul 2023 | 5,588 | 0 (0%) | 0% | 48.1 | 268,559 | Class A Common Stock |
| Elizabeth Crain | Director, Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 48.10 per share. | 31 Jul 2023 | 5,588 | 5,588 (0%) | 0% | 48.1 | 268,783 | Class A Common Stock |
| Eric Cantor | Director, Vice Chairman, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Jul 2023 | 1,330 | 171,939 (0%) | 0% | - | Class A Common Stock | |
| Eric Cantor | Director, Vice Chairman, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Jul 2023 | 811 | 811 | - | - | 2019 Incentive RSUs (June) | |
| Eric Cantor | Director, Vice Chairman, MD | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 27 Jul 2023 | 518 | 0 | - | - | 2018 Incentive RSUs (June) | |
| Eric Cantor | Director, Vice Chairman, MD | Payment of exercise price or tax liability using portion of securities received from the company at price $ 52.04 per share. | 27 Jul 2023 | 585 | 171,354 (0%) | 0% | 52.0 | 30,442 | Class A Common Stock |
| John A. Allison | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jul 2023 | 1,278 | 1,278 | - | - | 2023 Elective Restricted Stock Units | |
| John A. Allison | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jul 2023 | 2,335 | 2,335 | - | - | 2023 Annual Restricted Stock Units | |
| Kenneth L. Shropshire | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jul 2023 | 2,446 | 2,446 | - | - | 2023 Annual Restricted Stock Units | |
| Kenneth L. Shropshire | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jul 2023 | 289 | 289 | - | - | 2023 Elective Restricted Stock Units | |
| Laila Worrell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jul 2023 | 1,278 | 1,278 | - | - | 2023 Elective Restricted Stock Units | |
| Laila Worrell | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Jul 2023 | 2,335 | 2,335 | - | - | 2023 Annual Restricted Stock Units | |
| John A. Allison | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jun 2023 | 19 | 1,428 | - | - | 2021 Annual Restricted Stock Units | |
| John A. Allison | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jun 2023 | 26 | 1,862 | - | - | 2022 Annual Restricted Stock Units | |
| John A. Allison | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jun 2023 | 4 | 333 | - | - | 2022 Elective Restricted Stock Units | |
| John A. Allison | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jun 2023 | 4 | 313 | - | - | 2022 Annual Restricted Stock Units | |
| Kenneth L. Shropshire | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jun 2023 | 4 | 313 | - | - | 2022 Annual Restricted Stock Units | |
| Kenneth L. Shropshire | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jun 2023 | 27 | 1,995 | - | - | 2022 Annual Restricted Stock Units | |
| Kenneth L. Shropshire | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jun 2023 | 20 | 1,474 | - | - | 2021 Annual Restricted Stock Units | |
| Kenneth L. Shropshire | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jun 2023 | 1 | 77 | - | - | 2022 Elective Restricted Stock Units | |
| Kenneth Moelis | Director, Chairman, CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jun 2023 | 422 | 30,187 | - | - | 2018 Incentive RSUs | |
| Kenneth Moelis | Director, Chairman, CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jun 2023 | 1,547 | 110,622 | - | - | 2019 Long Term Incentive Award | |
| Navid Mahmoodzadegan | Director, Co-President, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jun 2023 | 486 | 34,771 | - | - | 2018 Incentive RSUs | |
| Navid Mahmoodzadegan | Director, Co-President, MD | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Jun 2023 | 1,499 | 107,160 | - | - | 2019 Incentive RSUs |